The Third Branch Newsletter
October 1996
End of Session Legislation Favors Judiciary
The 104th Congress, which concluded earlier this month, brought
enactment of line-item veto legislation; extended the life of
the Parole Commission; reformed prisoner litigation; streamlined
habeas corpus petitions; established mandatory victim restitution
provisions; and denied judges a cost-of-living increase. A detailed
wrap-up of the 104th Congress will appear in the November issue
of The Third Branch.
In the waning days of its second session Congress approved two
measures of particular interest to the Judiciary: a fiscal year
1997 spending bill and the Federal Courts Improvement Act.
FY 97 Budget Passes
The federal government was spared another government shutdown
when Congress and the President agreed to an omnibus FY 97 funding
bill on the last day of FY 96. The Omnibus Consolidated Appropriations
Act, P.L. 104-208, provides the Judiciary with an overall funding
increase of 7 percent over FY 96, with the Salaries and Expenses
account receiving a 5 percent increase.
The success enjoyed by the Judiciary was achieved through a major
effort by friends of the Judiciary in Congress and by liaison
judges, including the Budget Committee members, and by the staff
and director of the Administrative Office.
With the addition of fees, amounts available are sufficient to
fully fund the financial plan approved by the Executive Committee
for the Salaries and Expenses, Fees of Jurors, and Court Security
accounts. Amounts available for Defender Services will fully fund
current estimated obligations, with the exception of a $5 per
hour pay raise for private attorneys who represent indigent defendants
under the Criminal Justice Act, which was specifically denied
in report language. In doing so, the conferees noted their concern
with the rising costs associated with the Defender Services account
and directed the AO to take the necessary steps to moderate the
rate of increase. The conferees also said that the funding for
new defender organizations should be considered only after it
is clear that adequate funding exists for current organizations.
The AO received an increase over FY 96, but is $1 million below
the revised request. The appropriations provided the Federal Judicial
Center and the U.S. Sentencing Commission are slightly below the
1996 enacted level.
The House-Senate conference report on the Judiciary's portion
of the FY 97 spending measure provided for
- Transfer of $500,000 from the Salaries and Expenses account
for a Commission on Structural Alternatives for the Federal Courts
of Appeals, if legislation was enacted to authorize the establishment
of the commission. The proposed commission, which grew out of
legislation that was intended to split the Ninth Circuit, failed
to be authorized in the 104th Congress.
- Clarification that the Judiciary will bear the cost only of
special masters appointed subsequent to the enactment of the Prison
Litigation Reform Act.
- Deletion of the appropriation included in the House version
of the bill that would have provided funds for the Commission
on the Advancement of Federal Law Enforcement.
- $10 million for expenses related to the additional workload
from the Antiterrorism and Effective Death Penalty Act of 1996.
(The antiterrorism bill contains habeas corpus reforms and mandatory
restitution provisions, and creates the Alien Terrorist Removal
Court.)
- A one-year extension, to September 30, 1998, of the authorization
for the Judiciary Automation Fund.
Congress Clears Federal Courts Improvement Act
S. 1887, the Federal Courts Improvement Act of 1996, cleared the
Senate and the House just minutes before each body adjourned sine
die. Within the final two weeks of the congressional session,
the bill was held on the Senate floor for both political and substantive
reasons totally unrelated to the bill. The delay resulted in several
provisions being dropped from the bill, including the repeal of section 140 of P.L. 97-92,
which bars annual cost-of-living adjustments for judges unless
specifically authorized by Congress.
In the end, the improvements bill passed both the Senate and House
by unanimous consent. The bill contains 33 separate provisions
that had been endorsed by the Judicial Conference and address
administrative, financial, jurisdictional, and personnel needs
of the judicial branch.
"Our improvements bill, which was basically noncontroversial
in nature, seemed to fall victim to nearly every procedural and
political ploy that exists," said AO Director Leonidas Ralph
Mecham. "The fact that the bill was among the few that both
houses cleared in their final minutes is a tribute to the many
judges and the AO staff who kept a watchful eye on its progress
and made the necessary contacts to ensure its passage." (See
related story "Uphill Fight Brings Courts Bill Home.")
Among the provisions contained in S. 1887 as enacted, are the
following:
- The jurisdictional amount-in-controversy in diversity jurisdiction
cases was raised from $50,000 to $75,000. The jurisdictional amount
was last increased in 1986, when it went from $10,000 to $50,000.
- Title 28 U.S.C. § 1914 was amended to increase the civil
filing fee from $120 to $150, with the first $90 (rather than
$60) of each fee to be deposited into a special U.S. Treasury
fund available to offset funds appropriated for the operation
and maintenance of the courts. Civil filing fees were last increased
in 1986, from $60 to $120.
- Federal authority for probation and pretrial services officers
to carry firearms, if approved by the appropriate district court,
was provided. In some jurisdictions, state law prohibits or limits
officers from carrying weapons, even where court approval has
been given.
- The senior judge work certification procedures of 28 U.S.C.
§ 371(f) was revised so that justices and judges who are
not certified in one year may perform work in a subsequent year,
then attribute the subsequent work to the earlier year in order
to satisfy the certification requirement.
- Trial of certain classes of petty offense cases by a magistrate
judge, without the consent of the defendant was allowed; also,
appeals to civil cases tried by magistrate judges will be heard
only by appeals courts.
- Subject to the availability of appropriated funds, appointment
of sign language interpreters to provide services to a party,
witness, or other participant in a judicial proceeding is allowed
if the presiding judicial officer determines that such individual
suffers from a hearing impairment.
- Awards of costs, including attorney's fees and injunctive
relief, against a federal officer or agency acting in an official
capacity was prohibited.
- The AO was authorized to prescribe interpreter performance
examination fees. If the AO finds it necessary to develop and
administer criterion-referenced performance examinations for purposes
of certification, the director may prescribe for each examination
a uniform fee for applicants to take such exam.
- The system was changed for selecting the chief judge of the
Court of International Trade to conform to the modified seniority
system applicable to every other Article III court.
- The Special Court, Regional Rail Reorganization Act of 1973,
was abolished 90 days after the enactment of the Federal Courts
Improvement Act of 1996.
- The Civil Justice Expense and Delay Reduction reporting requirement
on Demonstration and Pilot Programs was extended from December
31, 1996, to June 30, 1997.
- Places of holding court were added in the District of Utah
and in the Southern District of New York.
- District judges in the Southern and Eastern Districts of New
York will be allowed to reside within 20 miles of the district
to which they are appointed.
In addition to the section 140 provision, also dropped from the
bill were
- parties' consent to a bankruptcy judge's findings and conclusions
of law;
- authorization for judicial officers to carry firearms;
- the Sunshine in Litigation Act of 1996 added by Senator Herb
Kohl (D-WI), amending Rule 26(c) of the Federal Rules of Civil
Procedure, to limit the use of protective orders and the sealing
of cases in civil actions;
- reauthorization of the State Justice Institute;
- the expansion of authority for bankruptcy administrators.